SHAREHOLDER REPORT

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

37 Esplanade, St Helier, Jersey, JE4 0XQ, Jersey

Legal form: Private Individual
Age: 55 years
Nationality:
Country of residence:

SHAREHOLDINGS

id	Company number	Company name	Status	Notified on
4689827	03146580	CANACCORD GENUITY ASSET MANAGEMENT LIMITED	ceased	2017-09-18
6017133	05346642	CANACCORD GENUITY WEALTH GROUP LIMITED	active	2017-09-14
6095442	03489824	MCCARTHY TAYLOR LIMITED	active	2019-01-28

DIRECT AND INDIRECT SHAREHOLDINGS

>75%:CANACCORD GENUITY ASSET MANAGEMENT LIMITED (03146580 - UK) ceased
- >75%:HARGREAVE HALE FUND MANAGEMENT LIMITED (06372519 - UK) active
- >75%:MARSDEN CLEARING LIMITED (06372533 - UK) active
- >75%:HARGREAVE HALE HOLDINGS LIMITED (06372571 - UK) active
- >75%:HARGREAVE HALE FINANCIAL SERVICES LIMITED (06372534 - UK) active
- >75%:PROGRESS NOMINEES LIMITED (01583152 - UK) ceased
- >75%:HARGREAVE HALE NOMINEES LIMITED (02439714 - UK) ceased
>75%:CANACCORD GENUITY WEALTH GROUP LIMITED (05346642 - UK) active
- >75%:CANACCORD GENUITY FINANCIAL PLANNING LIMITED (02762351 - UK) active
- >75%:CANACCORD GENUITY WEALTH LIMITED (03739694 - UK) active
  - >75%:CGWL NOMINEES LIMITED (09057852 - UK) active
    25-50%:GAZEAL LIMITED (06772691 - UK) ceased
    25-50%:HONEST BREW LTD (08276744 - UK) active
  - >75%:CGWL FD NOMINEES LIMITED (09057870 - UK) active
  - >75%:CANACCORD GENUITY ASSET MANAGEMENT LIMITED (03146580 - UK) ceased
    >75%:HARGREAVE HALE FUND MANAGEMENT LIMITED (06372519 - UK) active
    >75%:MARSDEN CLEARING LIMITED (06372533 - UK) active
    >75%:HARGREAVE HALE HOLDINGS LIMITED (06372571 - UK) active
    >75%:HARGREAVE HALE FINANCIAL SERVICES LIMITED (06372534 - UK) active
    >75%:PROGRESS NOMINEES LIMITED (01583152 - UK) ceased
    >75%:HARGREAVE HALE NOMINEES LIMITED (02439714 - UK) ceased
  - >75%:HARGREAVE HALE NOMINEES LIMITED (02439714 - UK) active
  - >75%:PROGRESS NOMINEES LIMITED (01583152 - UK) active
  - >75%:ADAM & COMPANY INVESTMENT MANAGEMENT LIMITED (SC102144 - UK) active
- >75%:CANACCORD GENUITY ASSET MANAGEMENT LIMITED (03146580 - UK) active
  - >75%:HARGREAVE HALE FUND MANAGEMENT LIMITED (06372519 - UK) active
  - >75%:MARSDEN CLEARING LIMITED (06372533 - UK) active
  - >75%:HARGREAVE HALE HOLDINGS LIMITED (06372571 - UK) active
  - >75%:HARGREAVE HALE FINANCIAL SERVICES LIMITED (06372534 - UK) active
  - >75%:PROGRESS NOMINEES LIMITED (01583152 - UK) ceased
  - >75%:HARGREAVE HALE NOMINEES LIMITED (02439714 - UK) ceased
- >75%:CG WEALTH PLANNING LIMITED (08284862 - UK) active
- >75%:PUNTER SOUTHALL WEALTH LIMITED (05374633 - UK) active
>75%:MCCARTHY TAYLOR LIMITED (03489824 - UK) active