SIGMA BROKING LIMITED

20TH FLOOR, 125 OLD BROAD STREET, LONDON, EC2N 1AR

Company Number: 06584426
Incorporation date: 06-May-2008
Status: Active
Entity type: Private Limited Company

SIC codes:
66120 Security and commodity contracts dealing activities

SUMMARY

This company is 17 years old and is currently active. It is controlled by multiple entities. The company has positive equity (net assets) of GBP 17.7 million which has decreased from the previous year's figure of GBP 18.8 million. The latest reported revenue figure is GBP 24.6 million which is similar to the previous year's figure of GBP 24.4 million. Retained earnings is negative (GBP -2.3 million), which means the company has aggregate losses since it's inception or it has paid more dividends than it can afford; given the company's age, this is a sign of serious financial problems. The company has 5 active officers (directors or partners) who are or were officers of 51 other companies, 21 (41.2%) of which have since been dissolved or are proposed for strike off. The company has no public disputes filed on the Business Disputes Register. There are no court cases involving the company that we are aware of.

FINANCIALS (BETA)

Next accounts due: 28-Feb-2025
Accounts Filed: GROUP (31-May-2023)

P&L Financials:

Year end	Currency	Revenue	Operating profit	Interest Received	Interest Paid	Tax	Net Profit GBP
31-May-2024	GBP	24,625,354	-376,105		1,349,900		-1,726,005
31-May-2023	GBP	24,365,171	-287,228		1,090,462	12,429	-1,390,119
31-May-2019	GBP	14,300,978	174,199	1,024	8,849	25,638	139,736
31-May-2018	GBP	21,802,483	2,942,870		102,826	544,926	2,284,820
31-May-2017	GBP	16,841,972	-101,706		2,978	51,867	223,175

Balance Sheet Financials:

Year end	Currency	Cash	Current Assets	Current Liabilities	Debt	Share Capital	Premium Reserve	Retained Earnings	Net Assets
31-May-2024	GBP	3,472,877	31,887,901	16,660,002		2,313,359	17,677,765	-2,259,423	17,746,866
31-May-2023	GBP	1,485,874	31,087,747	13,905,771		2,310,571	16,179,204	329,124	18,818,899
31-May-2019	GBP	971,682	18,885,058	14,338,815	117,934	100,000		7,510,202	7,610,202
31-May-2018	GBP	1,708,906	43,224,870		117,034	100,000			3,782,785
31-May-2017	GBP	58,338	24,172,361	23,014,352	117,934	100,000		1,108,887	1,208,887

VALUATION EVENTS (BETA)

Year end	Currency	% Equity	Sum raised	Pre-Money Valuation*	Post-Money Valuation*	Enterprise Value**
31-May-2024	GBP	0.12%	1,501,349	1,244,251,600	1,245,752,949	1,242,522,899
31-May-2023	GBP	95.67%	18,389,775	831,902	19,221,677	8,856,978

* Average valuation during the period
** Estimated based on average Cash and Debt levels during period

DISPUTES

No disputes filed on www.disputesregister.org

COMPANY SECRETARY

Status	Name	Appointed on	Resigned on	Occupation	Nationality	All apointments (active/resigned)
Resigned	Brighton Secretary Limited	06 May 2008	06 May 2008			0 - 1
Active	AML REGISTRARS LIMITED	06 May 2008	22 Apr 2025			96 - 434

DIRECTORS

Status	Name	Appointed on	Resigned on	Occupation	Nationality	All appointments (active/resigned)	Dissolved companies (rate)
Active	Stephen Alan, Mr. UMPELBY	13 Nov 2023		Chief Finance Officer	British	1 - 14	1 (6.7%)
Active	Lorraine Emma, Ms. BARCLAY	13 Nov 2023		Non-Executive Director	British	6 - 0	0 (0.0%)
Active	Gary Allan PETTIT	13 Nov 2023		Chief Executive Officer	British	2 - 5	3 (42.9%)
Resigned	David Charles Malcolm, Mr. MUDIE	18 Aug 2017	13 Nov 2023	Ceo	British	1 - 6	1 (14.3%)
Active	Kevin COSTELLO	18 Aug 2017		Consultant	British	3 - 7	6 (60.0%)
Active	Matthew KENT	06 May 2008		Futures Trader	British	6 - 18	15 (62.5%)
Resigned	Stephen John TOMLIN	06 May 2008	31 Jan 2020	Derivatives Broker	British	1 - 4	1 (20.0%)
Resigned	Simon TYSON	06 May 2008	24 Jul 2019	Administrator	British	3 - 17	11 (55.0%)
Resigned	Brighton Director Limited	06 May 2008	06 May 2008			0 - 1	0 (0.0%)

Number of active directors: 5
Average tenure of active directors: 5.8 years
Average tenure of resigned directors: 7.3 years
Average active director Dissolution Rate: 34.4%

DIRECTOR APPOINTMENTS IN OTHER COMPANIES

Name	Stephen Alan, Mr. UMPELBY	Lorraine Emma, Ms. BARCLAY	Gary Allan PETTIT	Kevin COSTELLO	Matthew KENT
TRADITION (UK) LIMITED (00937647) - Active	✔
TRADITION FINANCIAL SERVICES LTD. (01046064) - Active	✔
MCML LIMITED (01292851) - Active			✔
MF GLOBAL UK LIMITED (01600658) - In Administration			✔
AUTOMATED CONFIRMATION SERVICE LIMITED (01908294) - Active	✔
TULLETT PREBON (UK) LIMITED (01908771) - Liquidation				✔
FULTON PREBON ADMINISTRATION LIMITED (02564751) - Dissolved				✔
PREBON LEARNING LIMITED (03442804) - Dissolved				✔
TFS-ICAP CURRENCY OPTIONS LIMITED (03895107) - Active	✔
TFS-ICAP LIMITED (04025995) - Active	✔
TFS DERIVATIVES LIMITED (04051930) - Active	✔
TFS-ICAP HOLDINGS LIMITED (04337864) - Active	✔
COLOUR OF SPORT LIMITED (04420181) - Dissolved			✔
SIGMA DERIVATIVES LIMITED (05247316) - Dissolved					✔
CENTRE CIRCLE PROMOTIONS LIMITED (05391955) - Dissolved			✔
BEST BEGINNINGS (05866886) - Active		✔
K. C. BUSINESS CONSULTANCY LIMITED (05959924) - Active				✔
SIGMA SQUAWK LIMITED (06323592) - Dissolved					✔
SIGMA BROKING LIMITED (06584426) - Active	✔	✔	✔	✔	✔
SIGMA TRADING SERVICES LIMITED (06688979) - Active - Proposal to Strike off					✔
SIGMA INFORMATION SERVICES LIMITED (06716171) - Active					✔
SIGMA SIGMA LIMITED (07026918) - Dissolved					✔
PARATA ASSOCIATES LIMITED (07043455) - Dissolved	✔
THE LINCOLN CASTLE LIMITED (07069517) - Dissolved					✔
AGORA CAPITAL LIMITED (07095200) - Dissolved					✔
TRADITION MANAGEMENT SERVICES LIMITED (07138488) - Active	✔
CURRENCY INTERACTIVE LIMITED (07272607) - Dissolved				✔
ZONE INVEST LTD (07370744) - Dissolved					✔
TRAD-X (UK) LIMITED (07712475) - Active	✔
INSIGNIA CAPITAL LIMITED (07792265) - Dissolved					✔
SIGMA FUTURES LIMITED (07801238) - Dissolved					✔
LEADERSHIP THROUGH SPORT AND BUSINESS (08033634) - Active		✔
PARFX (UK) LIMITED (08358985) - Active	✔
TRENTHAM PARK LOANS LTD. (08679489) - Dissolved				✔
WOODHILL REKINDLE FINANCE LTD. (08829696) - Dissolved				✔
HANCOCK PRIVEE LTD (09197815) - Active				✔
SIGMA TRADING LIMITED (09435081) - Active - Proposal to Strike off					✔
AMELIN TRADING LIMITED (09524949) - Active					✔
TRAD-X HOLDINGS UK LIMITED (09711348) - Active	✔
ELIXIUM HOLDINGS LIMITED (09816312) - Active	✔
SIGMA PARTNERS LIMITED (09847828) - Active					✔
ELIXIUM HOLDINGS (EUROPE) LIMITED (10632131) - Active	✔
THE SMART TOUCH INTERACTIVE SPORTS TECHNOLOGY LTD (10699326) - Active			✔
SIGMA COMMODITIES LIMITED (11532480) - Active					✔
SIGMA TREASURY MANAGEMENT LIMITED (12941261) - Active			✔		✔
SIGMA ASSET MANAGEMENT LIMITED (14225789) - Active - Proposal to Strike off					✔
SIGMA INVESTMENT MANAGEMENT LIMITED (14226004) - Active - Proposal to Strike off					✔
MMK PROPERTY ASSETS LIMITED (15779701) - Active					✔
SIGMA PRIVATE OFFICE LIMITED (SC180545) - Active				✔	✔
POSTCODE CULTURE TRUST (SC426288) - Active		✔
POSTCODE ANIMAL TRUST (SC443944) - Active		✔
POSTCODE ACTIVE TRUST (SC481121) - Active		✔

SHAREHOLDERS (BETA)

Shareholder name	Share class	Shares at confirmation date
Shareholder name	Share class	2016-05-06	2015-05-06	2014-05-06	2013-05-06	2012-05-06
MATTHEW KENT	ORDINARY	57,000 57.0%	57,000 57.0%	57 57.0%	57 57.0%	57 57.0%
SIMON TYSON	ORDINARY	28,000 28.0%	28,000 28.0%	28 28.0%	28 28.0%	28 28.0%
STEPHEN TOMLIN	ORDINARY	15,000 15%	15,000 15%	15 15%	15 15%	15 15%

SHAREHOLDINGS (BETA)

no shareholding data

CONTROLLED COMPANIES / CONTROLLING ENTITIES

50%-75%:Mr Matthew Kent - active
25-50%:Mr Simon Tyson - active

Controlling entities above

SIGMA BROKING LIMITED

Controlled companies below

>75%:SIGMA TRADING LIMITED (09435081 - UK) active

LATE PAYMENTS REPORT

This company has not filed any late payment reports possibly because it is not considered \'Large\'.

COURT CASES

No Court Cases found

PATENTS

No Patents found

COMPETITORS

(Based on Sic code: 66120 Security and commodity contracts dealing activities)

Company	Registered Address	Company Number	YE Date	Revenue GBP	Net Profit GBP	Other SIC codes
GLENCORE ENERGY UK LTD.	18 HANOVER SQUARE, LONDON, ENGLAND, W1S 1JY	04542769	2017-12-31	79,538,409,000	32,841,000
CITIGROUP GLOBAL MARKETS LIMITED	CITIGROUP CENTRE, CANADA SQUARE, CANARY WHARF, LONDON, E14 5LB	01763297	2017-12-31	1,342,000,000	384,000,000
MORGAN STANLEY & CO. INTERNATIONAL PLC	LEGAL DEPARTMENT, 25 CABOT SQUARE, CANARY WHARF, LONDON, E14 4QA	02068222	2017-12-31	864,000,000	970,000,000
M&G INVESTMENT MANAGEMENT LIMITED	10 FENCHURCH AVENUE, LONDON, ENGLAND, EC3M 5AG	00936683	2017-12-31	458,758,000	46,085,000
T. ROWE PRICE INTERNATIONAL LTD	WARWICK COURT, 5 PATERNOSTER SQUARE, LONDON, ENGLAND, EC4M 7DX	03957748	2017-12-31	427,156,250	56,143,750
HENDERSON GLOBAL INVESTORS LIMITED	201 BISHOPSGATE, LONDON, EC2M 3AE	00906355	2017-12-31	346,353,000	108,414,000
FIL INVESTMENT SERVICES (UK) LIMITED	BEECH GATE MILLFIELD LANE, LOWER KINGSWOOD, TADWORTH, SURREY, UNITED KINGDOM, KT20 6RP	02016555	2018-06-30	343,187,000	71,336,000
FIL INVESTMENTS INTERNATIONAL	BEECH GATE MILLFIELD LANE, LOWER KINGSWOOD, TADWORTH, SURREY, UNITED KINGDOM, KT20 6RP	01448245	2018-06-30	323,908,000	25,704,000
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED	160 QUEEN VICTORIA STREET, LONDON, EC4V 4LA	00827982	2017-12-31	289,679,000	92,023,000
AXA INVESTMENT MANAGERS UK LIMITED	22 BISHOPSGATE, LONDON, UNITED KINGDOM, EC2N 4BQ	01431068	2017-12-31	244,486,977	41,047,463	66300-Fund management activities
WINTON CAPITAL MANAGEMENT LIMITED	THIRD FLOOR, 20 OLD BAILEY, LONDON, EC4M 7AN	03311531	2017-12-31	240,308,000	87,486,000
THREADNEEDLE ASSET MANAGEMENT LIMITED	CANNON PLACE, 78 CANNON STREET, LONDON, EC4N 6AG	00573204	2017-12-31	221,944,000	53,575,000	66300-Fund management activities
E D & F MAN CAPITAL MARKETS LIMITED	CHADWICK COURT, 15 HATFIELDS, LONDON, ENGLAND, SE1 8DJ	01292851	2018-09-30	208,567,000	21,654,000
THE LONDON METAL EXCHANGE	10 FINSBURY SQUARE, LONDON, UNITED KINGDOM, EC2A 1AJ	02128666	2017-12-31	187,337,000	88,607,000
GLENCORE UK LTD.	18 HANOVER SQUARE, LONDON, ENGLAND, W1S 1JY	01170825	2017-12-31	186,335,000	-3,064,000
UBS ASSET MANAGEMENT (UK) LTD	5 BROADGATE, LONDON, ENGLAND, EC2M 2QS	01546400	2017-12-31	173,623,000	37,544,000
ICAP EUROPE LIMITED	135 BISHOPSGATE, LONDON, ENGLAND, EC2M 3TP	00170463	2018-12-31	172,650,000	43,902,000
MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED	ROPEMAKER PLACE, 28 ROPEMAKER STREET, LONDON, EC2Y 9HD	03976881	2018-03-31	168,316,573	38,497,468
OCTOPUS INVESTMENTS LIMITED	6TH FLOOR, 33, HOLBORN, LONDON, EC1N 2HT	03942880	2018-04-30	117,224,000	9,013,000
STIFEL NICOLAUS EUROPE LIMITED	4TH FLOOR, 150 CHEAPSIDE, LONDON, UNITED KINGDOM, EC2V 6ET	03719559	2017-12-31	106,927,000	529,000
ENCIAL GROUP LIMITED	8 ST JAMES'S SQUARE, ST JAMES'S, LONDON, SW1Y 4JU	08430246	2018-03-31	99,967,285	0
R.J. O'BRIEN LIMITED	100 CHEAPSIDE, LONDON, UNITED KINGDOM, EC2V 6DT	01810354	2017-12-31	98,696,671	1,489,588
ALCENTRA LIMITED	CANNON PLACE, 78 CANNON STREET, LONDON, UNITED KINGDOM, EC4N 6HL	02958399	2017-12-31	85,233,000	48,416,000
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED	23 ST ANDREW SQUARE, EDINBURGH, EH2 1BB	SC047708	2018-06-30	84,747,000	31,578,000
FIRST STATE INVESTMENTS INTERNATIONAL LIMITED	23 ST ANDREW SQUARE, EDINBURGH, EH2 1BB	SC079063	2018-06-30	73,792,000	8,945,000
F&C FUND MANAGEMENT LIMITED	CANNON PLACE, 78 CANNON STREET, LONDON, ENGLAND, EC4N 6AG	02170242	2017-10-31	53,949,000	-2,691,000
ICAP SECURITIES LIMITED	135 BISHOPSGATE, LONDON, ENGLAND, EC2M 3TP	00500777	2017-12-31	53,321,000	9,021,000
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ABERDEEN STANDARD CAPITAL LIMITED	CAPITAL SQUARE, 58 MORRISON STREET, EDINBURGH, SCOTLAND, EH3 8BP	SC317950	2017-12-31	50,704,000	6,139,000
MAN FUND MANAGEMENT UK LIMITED	RIVERBANK HOUSE, 2 SWAN LANE, LONDON, ENGLAND, EC4R 3AD	03418585	2017-12-31	47,852,000	801,000
BROKERTEC EUROPE LIMITED	LONDON FRUIT AND WOOL EXCHANGE, 1 DUVAL SQUARE, LONDON, ENGLAND, E1 6PW	02645715	2018-03-31	44,155,000	17,273,000
INVESTCORP CREDIT MANAGEMENT EU LIMITED	INVESTCORP HOUSE, 48 GROSVENOR STREET, LONDON, ENGLAND, W1K 3HW	05655607	2018-06-30	37,624,000	14,889,000
ALLX LTD	THE ATRIUM, SUITE 559, 1 HAREFIELD ROAD, UXBRIDGE, ENGLAND, UB8 1EX	09006784	2017-12-31	2,810,837	0
HOTTINGER INVESTMENT MANAGEMENT LIMITED	4 CARLTON GARDENS, LONDON, ENGLAND, SW1Y 5AA	01573969	2017-12-31	1,139,750	0
HATHAWAY INVESTMENT MANAGEMENT LIMITED	GROSVENOR HOUSE, 14 BENNETTS HILL, BIRMINGHAM, WEST MIDLANDS, B2 5RS	03849924	2018-04-30	898,924	0	66300-Fund management activities
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CLEAR CAPITAL MARKETS LTD	6TH FLOOR, WILSONS CORNER, 23-25 WILSON STREET, LONDON, ENGLAND, EC2M 2DD	09294557	2018-03-31	653,868	0
LOGIC INVESTMENTS LTD	ST GEORGES BUSINESS PARK, CASTLE ROAD, SITTINGBOURNE, ENGLAND, ME10 3TB	07092136	2018-03-31	529,590	0
EGR BROKING LIMITED	6TH FLOOR LLOYDS AVENUE HOUSE, 6 LLOYDS AVENUE, LONDON, UNITED KINGDOM, EC3N 3AX	07443787	2017-09-30	425,509	0
CITY OF LONDON MARKETS LIMITED	4385, 08329071: COMPANIES HOUSE DEFAULT ADDRESS, CARDIFF, CF14 8LH	08329071	2017-09-30	383,576	0
BULKARA LIMITED	49 UPPER BROOK STREET, LONDON, UNITED KINGDOM, W1K 2BR	09282255	2017-10-31	254,051	0
ELK POINT LIMITED	1 UPLANDS ROAD, LONDON, UNITED KINGDOM, N8 9NN	09739805	2019-05-04	173,722	0
PINAL RISK SERVICES LTD	11 WILLOWCOURT AVENUE, HARROW, ENGLAND, HA3 8ER	08375425	2018-01-31	131,645	0
TALER GLOBAL SOLUTIONS LTD	22 THE MANOR, TALYGARN, PONTYCLUN, WALES, CF72 9WT	09258275	2017-10-31	122,373	0
REACH OUT E LTD	BLENHEIM COTTAGE, CRAZIES HILL, READING, BERKSHIRE, RG10 8LU	03926391	2018-02-28	102,288	0
HAWKEYE PROTECTION SERVICES LTD	14 FACTORY STREET, DARLASTON, UNITED KINGDOM, WS10 8QX	10295933	2018-03-31	66,169	0	80100-Private security activities
BAVCO LIMITED	LONG COPSE, WOODLAND RISE, SEVENOAKS, KENT, TN15 0HZ	03963411	2018-04-30	30,606	0
LANGHAM CAPITAL LIMITED	28 DEVONPORT,, 23 SOUTHWICK STREET,, LONDON, ENGLAND, W2 2QF	04551891	2017-12-31	30,152	0
CONVERSION CAPITAL PARTNERS LIMITED	6TH FLOOR CAPITAL TOWER, 91 WATERLOO ROAD, LONDON, UNITED KINGDOM, SE1 8RT	04802649	2017-12-31	25,000	0
BALLYBRYAN LTD.	18 REED POND WALK, LANGDON HILLS BASILDON, ESSEX, SS16 6AX	03138956	2018-12-31	23,154	0
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NICHOLAS MARK TAYLOR LTD	4 VALE TOP AVENUE, MOSTON, MANCHESTER, M9 4LE	06810950	2018-04-05	1,484	0	68209-Other letting and operating of own or leased real estate 82990-Other business support service activities not elsewhere classified
ACCOUNTING DATA PROCESSING LTD	7 BELL YARD, LONDON, ENGLAND, WC2A 2JR	07723509	2018-08-31	0	0
BATAVIA CAPITAL LTD	43 BERKELEY SQUARE, LONDON, ENGLAND, W1J 5FJ	07770192	2018-09-30	0	0
EUROPEAN CAPITAL MARKETS LIMITED	STUDIO 16, CLOISTERS HOUSE, 8 BATTERSEA PARK ROAD, LONDON, ENGLAND, SW8 4BG	05004266	2019-01-31	0	0
HOUSE CROWD FINANCE (SECURITY AGENT) LIMITED	QUANTUMA ADVISORY LIMITED 6TH FLOOR, THE LEXICON, MOUNT STREET, MANCHESTER, M2 5NT	09893838	2018-11-30	0	0
OMNILINK LIMITED	C/O BEGBIES TRAYNOR, 5 PROSPECT HOUSE MERIDIANS CROSS, OCEAN WAY, SOUTHAMPTON, SO14 3TJ	02701885	2018-06-30	0	0	68209-Other letting and operating of own or leased real estate
PLATINUM PURE CAPITAL LIMITED	236 CREIGHTON AVENUE, LONDON, ENGLAND, N2 9BD	07028208	2018-09-30	0	0	66190-Activities auxiliary to financial intermediation not elsewhere classified 66300-Fund management activities
B. ROBERTS EQUITY TRADING LTD	14 KILN ROAD, ARDLEIGH, COLCHESTER, UNITED KINGDOM, CO7 7FE	07920976	0000-00-00	0	0
INTERMEDIATE CAPITAL MANAGERS LIMITED	PROCESSION HOUSE, 55 LUDGATE HILL, LONDON, UNITED KINGDOM, EC4M 7JW	02327504	0000-00-00	0	0
OCTOPUS CAPITAL LIMITED	6TH FLOOR, 33, HOLBORN, LONDON, EC1N 2HT	03981143	0000-00-00	0	0
TCI FUND MANAGEMENT (UK) LIMITED	7 CLIFFORD STREET, LONDON, W1S 2FT	04706248	0000-00-00	0	0

LIQUIDATION RISK (BETA)

This company is Active. Statistically, Active companies have a low probability of being liquidated within a year.
Here are our probability predictions:

Basis	Liquidation within 3 months	Liquidation within 6 months	Liquidation within 12 months	Prediction confidence
SIGMA BROKING LIMITED	0.7%	3.7%	7.1%	Medium
Other companies Active in the same sector	0.3%	5.2%	11.9%	Medium


Age	0.4%	1.7%	3.3%	Medium
Company Type	0.7%	3.7%	7.4%	Medium
Accounts category	0.6%	1.5%	2.5%	Medium
Accounting Month	0.6%	6.1%	8.0%	Medium
Sic code count	0.7%	3.5%	7.0%	Medium