ALPHA SECURITIES TRADING LIMITED

CASSINI HOUSE, 57 SAINT JAMESS STREET, LONDON, SW1A 1LD

Company Number: 03759568
Incorporation date: 27-Apr-1999
Status: Active
Entity type: Private Limited Company

SIC codes:
64301 Activities of investment trusts

SUMMARY

This company is 25 years old and is currently active. The company has positive equity (net assets) of GBP 3 million which has decreased from the previous year's figure of GBP 3.2 million. The company has 6 active officers (directors or partners) who are or were officers of 65 other companies, 21 (32.3%) of which have since been dissolved or are proposed for strike off. The company has no public disputes filed on the Business Disputes Register. There are no court cases involving the company that we are aware of.

FINANCIALS (BETA)

Next accounts due: 31-Jan-2025
Accounts Filed: FULL (30-Apr-2023)

P&L Financials:

Year end	Currency	Interest Received	Tax	Net Profit GBP
30-Apr-2020	GBP	890	-15
30-Apr-2019	GBP	3,031	443	-20,497
30-Apr-2018	GBP	277	4,208	494,572

Balance Sheet Financials:

Year end	Currency	Cash	Current Liabilities	Share Capital	Retained Earnings	Net Assets
30-Apr-2020	GBP	307,168		2	3,001	3,001,571
30-Apr-2019	GBP	172,940		2	3,192,789	3,192,791
30-Apr-2018	GBP	182,530	12,182	2	3,213,286	3,213,288

VALUATION EVENTS (BETA)

Year end	Currency	% Equity	Sum raised	Pre-Money Valuation*	Post-Money Valuation*	Enterprise Value**

Insufficient available data for calculating valuations.

DISPUTES

No disputes filed on www.disputesregister.org

COMPANY SECRETARY

Status	Name	Appointed on	Resigned on	All apointments (active/resigned)
Active	ARTEMIS FUND MANAGERS LIMITED	15 Jul 2014	16 Apr 2024	1 - 0
Resigned	ARTEMIS INVESTMENT MANAGEMENT LLP	01 Oct 2010	15 Jul 2014	0 - 1
Resigned	ARTEMIS INVESTMENT MANAGEMENT LIMITED	27 Jun 2006	01 Oct 2010	0 - 2
Resigned	BNP PARIBAS SECRETARIAL SERVICES LIMITED	01 Sep 2003	27 Jun 2006	0 - 53
Resigned	LINK ALTERNATIVE FUND ADMINISTRATORS LIMITED	14 May 1999	01 Sep 2003	6 - 63

DIRECTORS

Status	Name	Appointed on	Resigned on	Occupation	Nationality	All appointments (active/resigned)	Dissolved companies (rate)
Active	Thomas Michael SMETHERS	15 Mar 2023		Director	British	1 - 0	0 (0.0%)
Active	Thomas Michael SMETHERS	15 Mar 2023		None	British	6 - 10	6 (37.5%)
Active	Victoria Katerine STEWART	31 May 2019		Company Director	British	5 - 1	1 (16.7%)
Active	James Robert Dominic KORNER	06 Apr 2017		Investment Manager	British	3 - 4	1 (14.3%)
Resigned	Blathnaid BERGIN	09 Jul 2015	13 Oct 2022	Financial Controller	Irish	3 - 12	0 (0.0%)
Active	John Antony Cleeve AYTON	25 Jun 2015		Company Director	British	13 - 16	13 (44.8%)
Active	Duncan William Allan BUDGE	19 Nov 2013		Company Director	British	7 - 18	5 (20.0%)
Resigned	Ian Robert DIGHE	10 Dec 2010	01 Oct 2013	Company Dircetor	British	5 - 50	23 (41.8%)
Resigned	Tom CROSS BROWN	05 Apr 2006	11 Oct 2018	Retired	English	1 - 40	7 (17.1%)
Resigned	David James BARRON	17 Feb 2005	05 Oct 2016	Fund Manager	British	4 - 15	4 (21.1%)
Resigned	Andrew DALRYMPLE	01 Apr 2004	01 Oct 2015	Investment Manager	British	2 - 5	3 (42.9%)
Resigned	Simon Edward Callum MILLER	14 Jul 2003	02 Oct 2014	Company Director	British	1 - 46	10 (21.3%)
Resigned	Charles Edward Willoughby PEEL	14 Jul 2003	10 Dec 2010	Company Director	British	10 - 20	5 (16.7%)
Resigned	Andrzej Wiktor SOBCZAK	29 Mar 2001	04 Jan 2008	Corporate Broker	British	0 - 8	4 (50.0%)
Resigned	Peter Godfrey METCALFE	14 May 1999	07 Sep 2004	Fund Manager	British	0 - 6	3 (50.0%)
Resigned	Andrew John GREENWELL	14 May 1999	07 Sep 2004	Stockbroker	British	1 - 4	1 (20.0%)
Resigned	Christopher Harwood Bernard MILLS	14 May 1999	29 Mar 2001	Company Director	British	29 - 136	72 (43.6%)
Resigned	INSTANT COMPANIES LIMITED	27 Apr 1999	14 May 1999			3 - 28694	13114 (45.7%)
Resigned	SWIFT INCORPORATIONS LIMITED	27 Apr 1999	14 May 1999			3 - 82448	35416 (43.0%)

Number of active directors: 6
Average tenure of active directors: 5.6 years
Average tenure of resigned directors: 6.4 years
Average active director Dissolution Rate: 22.2%

DIRECTOR APPOINTMENTS IN OTHER COMPANIES

Name	Thomas Michael SMETHERS	Thomas Michael SMETHERS	Victoria Katerine STEWART	James Robert Dominic KORNER	John Antony Cleeve AYTON	Duncan William Allan BUDGE
BRITANNIA SOFT DRINKS LIMITED (00047094) - Active		✔
ARTEMIS ALPHA TRUST PLC (00253644) - Active		✔	✔	✔	✔	✔
BRITVIC CORONA LIMITED (00347522) - Active - Proposal to Strike off		✔
LOWLAND INVESTMENT COMPANY P L C (00670489) - Active						✔
ST.JAMES'S PLACE ADMINISTRATION LIMITED (00740495) - Dissolved						✔
JPMORGAN CLAVERHOUSE INVESTMENT TRUST PLC (00754577) - Active			✔
ATLANTIC AND GENERAL INVESTMENT TRUST LIMITED (01149954) - Dissolved						✔
PASCAL JEWELLERY LIMITED (01763453) - Active					✔
ST. JAMES'S VENTURE CAPITAL FUND LIMITED(THE) (01781241) - Dissolved						✔
HOME COUNTIES NEWSPAPERS HOLDINGS LIMITED (01820899) - Active						✔
CONNECTED WORLD SERVICES DISTRIBUTIONS LIMITED (01847868) - Active						✔
ASSET VALUE INVESTORS LIMITED (01881101) - Active						✔
BRITVIC INTERNATIONAL INVESTMENTS LIMITED (02063776) - Active		✔
SOUTH EAST AIRPORTS LIMITED (02107961) - Active						✔
RIT CAPITAL PARTNERS PLC (02129188) - Active						✔
RIT CAPITAL PARTNERS SECURITIES LIMITED (02174139) - Dissolved						✔
SPENCER HOUSE LIMITED (02182153) - Active						✔
J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (02201053) - Active						✔
RIT CAPITAL PARTNERS TRADING LIMITED (02351664) - Active						✔
LINKS (LONDON) LIMITED (02379173) - Liquidation					✔
RIT CAPITAL PARTNERS ASSOCIATES LIMITED (02384566) - Active						✔
THE WALPOLE COMMITTEE LIMITED (02519655) - Active					✔
KILDA INVESTMENTS LIMITED (02606848) - Active						✔
GREENBANK DRINKS COMPANY LIMITED (02657323) - Active - Proposal to Strike off		✔
ORCHID DRINKS LIMITED (02675969) - Active - Proposal to Strike off		✔
LINKSOFLONDON.COM LIMITED (02887440) - Active - Proposal to Strike off					✔
ROBINSONS SOFT DRINKS LIMITED (02987077) - Active		✔
LINKS OF LONDON (INTERNATIONAL) LIMITED (03221258) - Dissolved					✔
THE FOUNDLING MUSEUM (03621861) - Active				✔
ALPHA SECURITIES TRADING LIMITED (03759568) - Active	✔	✔	✔	✔	✔	✔
THE FOYLE FOUNDATION (04006216) - Active				✔
BRITVIC PENSIONS LIMITED (04493371) - Active		✔
PALLANT HOUSE GALLERY (05045130) - Active					✔
BREMONT WATCH COMPANY LIMITED (05414485) - Active					✔
ORLEBAR BROWN LIMITED (05502027) - Active					✔
PASCOMO LIMITED (05754672) - Dissolved					✔
COUNTRY AND TOWN HOUSE LTD. (05768508) - Active					✔
THE WALCOT & HAYLE'S TRUSTEE (06133849) - Active				✔
BRITVIC HEALTHCARE TRUSTEE LIMITED (06192575) - Active		✔
ANNOUSHKA LIMITED (06370631) - Active					✔
ROSDON LIMITED (06403237) - Active					✔
SKI FLORALIE LIMITED (06474292) - Active					✔
JAMOCO LIMITED (06548821) - Dissolved					✔
MR HARE LIMITED (06754144) - Active - Proposal to Strike off					✔
BOTICCA.COM LIMITED (06843105) - Dissolved					✔
RITCP GP LIMITED (06948339) - Dissolved						✔
VENUE RETAIL LIMITED (07239663) - Dissolved					✔
BRITVIC OVERSEAS LIMITED (07348677) - Active		✔
18 MONTPELLIER SPA ROAD LIMITED (07472683) - Active			✔
PLENISH CLEANSE LTD (08112581) - Liquidation		✔
ENCHANTED TREES LIMITED (08176416) - Active					✔
FOURLEGS LIMITED (08295705) - Dissolved					✔
GRIND & CO LTD. (08794400) - Active					✔
MENHADEN RESOURCE EFFICIENCY PLC (09242421) - Active						✔
GRESHAM STRATEGIC CONSULTING LIMITED (09246353) - Dissolved			✔
WISEHEAD PRODUCTIONS LIMITED (09993572) - Active		✔
BIOPHARMA CREDIT PLC (10443190) - Active						✔
BRITVIC AQUA LIBRA CO LIMITED (11309631) - Liquidation		✔
DGK OAKLANDS LIMITED (11991124) - Dissolved		✔
BPCR GP LTD (12511991) - Active						✔
GRIND HOLDINGS LTD (12812342) - Active					✔
ROSDON ACCOMMODATION LIMITED (13670065) - Active					✔
BRITVIC FINANCE LIMITED (FC027831) - Active		✔
HENDERSON ALTERNATIVE STRATEGIES TRUST PLC (SC015905) - Liquidation				✔
DUNEDIN ENTERPRISE INVESTMENT TRUST PLC (SC052844) - Active						✔
ABERFORTH SMALLER COMPANIES TRUST PLC (SC126524) - Active			✔

SHAREHOLDERS (BETA)

Shareholder name	Share class	Shares at confirmation date
Shareholder name	Share class	2017-04-27	2016-04-27	2015-04-27	2014-04-27	2012-04-27
ARTEMIS ALPHA TRUST PLC	ORDINARY	2 100%	0 0%	0 0%	0 0%	2 100%
ARTEMIS ALPHA TRUST PLE	1 00 ORDINARY	0 0%	2 100%	0 0%	0 0%	0 0%
ARTEMIS ALPHA TRUST PLC	100 ORDINARY	0 0%	0 0%	2 100%	0 0%	0 0%
ARTEMIS ALPHA TRUST PIC	1 00 ORDINARY	0 0%	0 0%	0 0%	2 100%	0 0%

SHAREHOLDINGS (BETA)

no shareholding data

CONTROLLED COMPANIES / CONTROLLING ENTITIES

no controlling companies

ALPHA SECURITIES TRADING LIMITED

no controlled companies

LATE PAYMENTS REPORT

This company has not filed any late payment reports possibly because it is not considered \'Large\'.

COURT CASES

No Court Cases found

PATENTS

No Patents found

COMPETITORS

(Based on Sic code: 64301 Activities of investment trusts)

Company	Registered Address	Company Number	YE Date	Revenue GBP	Net Profit GBP	Other SIC codes
ALLIANCE TRUST PLC	RIVER COURT, 5 WEST VICTORIA DOCK ROAD, DUNDEE, SCOTLAND, DD1 3JT	SC001731	2017-12-31	490,552,000	471,807,000
ELECTRA PRIVATE EQUITY PLC	C/O DWF COMPANY SECRETARIAL SERVICES LIMITED 1 SCOTT PLACE, 2 HARDMAN STREET, MANCHESTER, UNITED KINGDOM, M3 3AA	00303062	2018-09-30	26,000,000	24,000,000
WALSINGHAM CAPITAL LIMITED	66 ST. JAMES'S, 4TH FLOOR, LONDON, ENGLAND, SW1A 1NE	09392397	2017-03-31	8,357,785	0
ANCHORHOLDS LIMITED	118 COLUMBIA AVENUE, LIVINGSTON, WEST LOTHIAN, EH54 6PT	SC468481	2018-03-31	86,377	0	64302-Activities of unit trusts 64304-Activities of open-ended investment companies 69201-Accounting and auditing activities
AURELIUS FINANCE COMPANY LIMITED	6TH FLOOR, 33 GLASSHOUSE STREET, LONDON, ENGLAND, W1B 5DG	10773394	2018-12-31	63,000	0
EDDLESTON INVESTMENT MANAGEMENT LIMITED	5 HOOKFIELD, EPSOM, SURREY, ENGLAND, KT19 8JQ	02100053	2018-12-31	40,124	0
LIFE TENANCY INVESTMENTS LIMITED	18 UPPER MALL, LONDON, UNITED KINGDOM, W6 9TA	10744662	2018-04-30	0	0	64304-Activities of open-ended investment companies 64306-Activities of real estate investment trusts 66300-Fund management activities
SPORT CAPITAL INVESTMENT LIMITED	11 ROSEMONT ROAD, HAMPSTEAD, LONDON, ENGLAND, NW3 6NG	09916500	2018-12-31	0	0
AXLE TOPCO LIMITED	SUITE 11, STONE CROSS PLACE STONE CROSS LANE NORTH, LOWTON, WARRINGTON, ENGLAND, WA3 2SH	10223517	0000-00-00	0	0
BTL FAMILY COMPANY LIMITED	MARLOW WINERY, PUMP LANE NORTH, MARLOW, ENGLAND, SL7 3RD	07875961	0000-00-00	0	0
CALEDONIA INVESTMENTS PLC	CAYZER HOUSE, 30 BUCKINGHAM GATE, LONDON, ENGLAND, SW1E 6NN	00235481	0000-00-00	0	0
DOWNING ONE VCT PLC	THE SHARD, C/O FORESIGHT GROUP, 32 LONDON BRIDGE STREET, LONDON, ENGLAND, SE1 9SG	03150868	0000-00-00	0	0
DUNEDIN ENTERPRISE INVESTMENT TRUST PLC	2ND FLOOR EASTER DALRY HOUSE, 3 DISTILLERY LANE, EDINBURGH, UNITED KINGDOM, EH11 2BD	SC052844	0000-00-00	0	0
FORESIGHT SOLAR & TECHNOLOGY VCT PLC	FORESIGHT GROUP LLP, THE SHARD, 32 LONDON BRIDGE STREET, LONDON, SE1 9SG	07289280	0000-00-00	0	0
HORIZON CAPITAL 2013 GENERAL PARTNER LIMITED	50 LOTHIAN ROAD, FESTIVAL SQUARE, EDINBURGH, EH3 9WJ	SC426395	0000-00-00	0	0
LAST MILE INFRASTRUCTURE (HOLDINGS) LIMITED	KINGFISHER SUITE WHEELHOUSE, BONDS MILL ESTATE, STONEHOUSE, GLOUCESTERSHIRE, ENGLAND, GL10 3RF	11626661	0000-00-00	0	0
LAST MILE INFRASTRUCTURE GROUP LIMITED	KINGFISHER SUITE WHEELHOUSE, BONDS MILL ESTATE, STONEHOUSE, GLOUCESTERSHIRE, ENGLAND, GL10 3RF	11534385	0000-00-00	0	0
LAST MILE INFRASTRUCTURE HOLDCO1 LIMITED	KINGFISHER SUITE WHEELHOUSE, BONDS MILL ESTATE, STONEHOUSE, GLOUCESTERSHIRE, ENGLAND, GL10 3RF	11614308	0000-00-00	0	0
LAST MILE INFRASTRUCTURE HOLDCO2 LIMITED	KINGFISHER SUITE WHEELHOUSE, BONDS MILL ESTATE, STONEHOUSE, GLOUCESTERSHIRE, ENGLAND, GL10 3RF	11616387	0000-00-00	0	0
MIDWINTER CAPITAL LIMITED	1 KING WILLIAM STREET, LONDON, UNITED KINGDOM, EC4N 7AR	11574427	0000-00-00	0	0
SHARVILLE INVESTMENTS LTD	ARGYLE HOUSE 3RD FLOOR, NORTHSIDE, JOEL STREET, NORTHWOOD HILLS, MIDDLESEX, ENGLAND, HA6 1NW	11478733	0000-00-00	0	0	64304-Activities of open-ended investment companies
ST JAMES PARK LIMITED	3 HAWTHORN AVENUE, WILMSLOW, CHESHIRE, ENGLAND, SK9 5BR	11988938	0000-00-00	0	0

LIQUIDATION RISK (BETA)

This company is Active. Statistically, Active companies have a low probability of being liquidated within a year.
Here are our probability predictions:

Basis	Liquidation within 3 months	Liquidation within 6 months	Liquidation within 12 months	Prediction confidence
ALPHA SECURITIES TRADING LIMITED	1.0%	3.6%	7.1%	Medium
Other companies Active in the same sector	1.5%	6.7%	18.5%	Medium


Age	0.3%	1.3%	2.4%	Medium
Company Type	0.7%	3.7%	7.4%	Medium
Accounts category	0.7%	2.2%	3.8%	Medium
Accounting Month	1.8%	3.8%	7.0%	Medium
Sic code count	0.7%	3.5%	7.0%	Medium