SECURITIES & INVESTMENT INSTITUTE

20 FENCHURCH STREET, LONDON, EC3M 3BY

Previous name: SECURITIES INSTITUTE (changed on 01-Nov-2004)

Company Number: 02687534
Incorporation date: 10-Feb-1992
Status: Active
Entity type: PRI/LBG/NSC (Private, Limited by guarantee, no share capital, use of 'Limited' exemption)

SIC codes:
94120 Activities of professional membership organizations





SUMMARY

This company is 32.2 years old and is currently active. No P&L financials are available but there is Balance Sheet data. The company has 3 active officers (directors or partners) who are or were officers of 14 other companies, 1 (7.1%) of which have since been dissolved or are proposed for strike off. The company has no public disputes filed on the Business Disputes Register. There are no court cases involving the company that we are aware of.


FINANCIALS (BETA)

Next accounts due: 31-Dec-2024
Accounts Filed: DORMANT (31-Mar-2023)


P&L Financials:
Year end Currency Revenue Operating profit Interest Received Interest Paid Tax Net Profit GBP
No P&L data available


Balance Sheet Financials:
Year end Currency Cash Current Assets Current Liabilities Debt Share Capital Premium Reserve Retained Earnings Net Assets
31-Mar-2022 GBP
31-Mar-2021 GBP
31-Mar-2020 GBP
31-Mar-2019 GBP
31-Mar-2018 GBP
31-Mar-2017 GBP
31-Mar-2016 GBP
31-Mar-2015 GBP
31-Mar-2014 GBP
31-Mar-2013 GBP
31-Mar-2012 GBP
31-Mar-2011 GBP

DISPUTES

No disputes filed on www.disputesregister.org

COMPANY SECRETARY


Status Name Appointed on Resigned on Occupation Nationality All apointments
(active/resigned)
Active BROADWAY SECRETARIES LIMITED 27 Jul 2009 29 Mar 2024 67 - 426
Resigned Linda Margaret RAVEN 25 Sep 2008 31 Mar 2012 0 - 1
Resigned APEX SECRETARIES LLP 16 Jul 2007 27 Jul 2009 14 - 309
Resigned THROGMORTON UK LIMITED 01 Dec 2004 16 Jul 2007 0 - 190
Resigned Robert Alfred HALL 19 Jan 1993 01 Dec 2004 0 - 6
Resigned Norman Spencer MERRELLS 21 Apr 1992 04 Jan 1993 British 3 - 1
Resigned Robert Alfred HALL 11 Feb 1992 21 Apr 1992 0 - 6

DIRECTORS


Status Name Appointed on Resigned on Occupation Nationality All appointments
(active/resigned)
Dissolved companies
(rate)
Active Anthony John PRESTON 02 Sep 2022 Chief Operating Officer British 6 - 103 (18.8%)
Active Karen ASHCROFT 02 Sep 2022 Chartered Accountant British 6 - 00 (0.0%)
Resigned Simon Hugh Desmond CULHANE 27 Jan 2011 02 Sep 2022 Cheif Executive British 4 - 90 (0.0%)
Resigned Inigo John CHURCHILL 27 Jan 2011 27 Jul 2012 Deputy Director British 0 - 62 (33.3%)
Active HARTERED INSTITUTE FOR SECURITIES AND INVESTMENT 27 Jan 2011 1 - 00 (0.0%)
Resigned Edward Stuart BRUNEL-COHEN 27 Jan 2011 31 Jul 2015 Director British 5 - 95 (35.7%)
Resigned Richard Andrew Harold STOCKDALE 24 Sep 2009 27 Jan 2011 Retired Banker British 1 - 21 (33.3%)
Resigned Anthony John STEWART-JONES 24 Sep 2009 27 Jan 2011 Compliance Officer British 0 - 10 (0.0%)
Resigned Nicholas Roger SWALES 24 Sep 2009 27 Jan 2011 Stockbroker British 2 - 60 (0.0%)
Resigned David Arthur KANE 16 Jul 2009 27 Jan 2011 Bank Operations Executive British 0 - 20 (0.0%)
Resigned David Arthur KANE 16 Jul 2009 27 Jan 2011 Bank Operations Executive British 3 - 20 (0.0%)
Resigned Alan Colin Drake, Sir YARROW 22 Jan 2009 27 Jan 2011 Banker British 3 - 214 (16.7%)
Resigned Richard Anthony CHARNOCK 25 Sep 2008 27 Jan 2011 Ceo British 0 - 2410 (41.7%)
Resigned Frank Hoyt MOXON 25 Sep 2008 27 Jan 2011 Consultant British 3 - 82 (18.2%)
Resigned Paul Derek HEDGES 03 Apr 2008 08 Mar 2010 Bank Official British 0 - 10 (0.0%)
Resigned David William, Sir BREWER 25 Jan 2007 27 Jan 2011 Consultant British 0 - 264 (15.4%)
Resigned Richard Carleton WASTCOAT 23 Nov 2006 27 Jan 2011 Managing Director American 0 - 90 (0.0%)
Resigned Christopher Patrick HARRIS DEANS 28 Sep 2006 27 Jan 2011 Investment Manager British 0 - 10 (0.0%)
Resigned Nicholas William SEAWARD 28 Sep 2006 27 Jan 2011 Stockbroker British 0 - 30 (0.0%)
Resigned Shaun David LACEY 28 Sep 2006 24 Sep 2009 Investment Specialist British 0 - 10 (0.0%)
Resigned Charlotte Mary BLACK 28 Sep 2006 27 Jan 2011 Stock Broker British 2 - 102 (16.7%)
Resigned Christopher SCOTT 30 Sep 2004 22 Sep 2010 Financial Services British 0 - 10 (0.0%)
Resigned David Phillip MONKS 30 Sep 2004 30 Sep 2005 Banker British 0 - 145 (35.7%)
Resigned Darina HEAVEY 21 Oct 2003 01 Feb 2006 Banking Irish 0 - 10 (0.0%)
Resigned Alison WARDEN 22 May 2003 27 Jan 2011 Chief Finance Officer Partner British 0 - 10 (0.0%)
Resigned David Richardson NICOL 21 Nov 2002 27 Jan 2011 Accountant British 1 - 191 (5.0%)
Resigned John David LOUDON 21 Nov 2002 28 Sep 2006 Stockbroker British 0 - 42 (50.0%)
Resigned Rodney Leonard MARGOT 21 Nov 2002 28 Sep 2006 Company Chairman British 0 - 96 (66.7%)
Resigned Stephen CLARK 06 Sep 2002 30 Sep 2004 Investment Banker British 2 - 3515 (40.5%)
Resigned William Stewart MACDONALD 25 Jul 2002 25 Sep 2008 Managing Director British 2 - 104 (33.3%)
Resigned David Howarth Seymour, Sir HOWARD 25 Jul 2002 27 Jan 2011 Stockbroker British 7 - 176 (25.0%)
Resigned Jim PHILLIPS 25 Jul 2002 08 May 2003 Director British 0 - 20 (0.0%)
Resigned Iain David SAVILLE 25 Jul 2002 25 Sep 2008 Company Director British 0 - 208 (40.0%)
Resigned Alan Colin Drake, Sir YARROW 20 Sep 2001 30 Sep 2005 Banker British 3 - 214 (16.7%)
Resigned Anthony WATSON 19 Jul 2001 28 Sep 2006 Cio Ceo British 0 - 499 (18.4%)
Resigned Thomas Kinloch CROMBIE 05 Jul 2001 30 Sep 2004 Investment Manager British 0 - 83 (37.5%)
Resigned Terence Hugh MCCAUGHEY 25 Jan 2001 18 Nov 2008 Banker British 0 - 125 (41.7%)
Resigned Takumi SHIBATA 25 Jan 2001 05 Apr 2002 Director Japanese 0 - 20 (0.0%)
Resigned Nicholas RILEY 25 Jan 2001 21 Nov 2002 Managing Director British 0 - 62 (33.3%)
Resigned Clive John SHELTON 20 Jan 2000 01 Jul 2002 Director British 0 - 213 (14.3%)
Resigned George Keiller STODDART 15 Jul 1999 21 Oct 2003 Training Director British 1 - 71 (12.5%)
Resigned Scott Jamieson DOBBIE 15 Jul 1999 24 Sep 2009 Investment Banker British 1 - 2111 (50.0%)
Resigned Timothy, Dr MAY 15 Jul 1999 21 Jun 2002 Director British 0 - 346 (17.6%)
Resigned Rodney Phillip WILLIAMS 01 Apr 1999 18 Dec 2000 Company Director British 0 - 52 (40.0%)
Resigned William Joseph SZILASI 02 Jul 1998 18 Jul 2002 Executive Director British 0 - 50 (0.0%)
Resigned Carolan DOBSON 03 Jul 1997 21 Oct 2003 Company Director British 5 - 207 (28.0%)
Resigned Bryan Hayward FOSTER 03 Jul 1997 06 Jul 2000 Company Chairman British 0 - 73 (42.9%)
Resigned Alan Stuart RAMSAY 04 Jul 1996 27 Jan 2011 Executive Director British 1 - 74 (50.0%)
Resigned Allan Thomas TREACY 06 Jul 1995 02 Jul 1998 Stockbroker British 0 - 30 (0.0%)
Resigned David Gordon MCMURRAY 06 Jul 1995 21 Jan 1997 Group Compliance Officer British 2 - 2113 (56.5%)
Resigned Nigel Graham Cedric Peregrine BANBURY 06 Jul 1995 03 Jan 2001 Private Banker British 0 - 83 (37.5%)
Resigned Hugh Alexander STEVENSON 01 Jul 1994 15 Oct 1998 Investment Banker British 0 - 337 (21.2%)
Resigned Christopher John HARTLEY 01 Jul 1994 05 Jul 2001 Managing Director British 0 - 83 (37.5%)
Resigned Peter William Ariel LAKE 01 Jul 1994 06 Jul 2000 Stockbroker British 0 - 51 (20.0%)
Resigned David Howard GITTINGS 01 Jul 1993 04 Jul 1996 Senior Staff Director British 0 - 151 (6.7%)
Resigned Jonathan Donald Sherlock DAWSON 01 Jul 1993 06 Jul 2000 Merchant Banker British 0 - 133 (23.1%)
Resigned Nigel Kenneth CHALLIS 01 Jul 1993 24 Sep 2009 Chartered Accountant British 1 - 81 (11.1%)
Resigned Nigel Thomas COUPLAND 01 Jul 1993 01 Jul 1994 Money Broker British 0 - 127 (58.3%)
Resigned Kenneth John THURSTANS 01 Jul 1993 03 Jul 1997 Director British 0 - 10 (0.0%)
Resigned Anthony David BURTON 15 Sep 1992 01 Jul 1993 Company Chairman British 0 - 159 (60.0%)
Resigned Richard John BROADBENT 15 Sep 1992 06 Jul 1995 Investment Banking British 0 - 20 (0.0%)
Resigned John Strathmore SPENCER 21 Jul 1992 31 Dec 1994 Bank Official British 0 - 1710 (58.8%)
Resigned Michael John Paul MARKS 19 May 1992 01 Jul 1993 Chief Executive British 2 - 3412 (33.3%)
Resigned Lawrence Edward LINAKER 19 May 1992 06 Jul 1995 Deputy Chairman/Managing Director British 0 - 20 (0.0%)
Resigned Stephen Paul COOKE 11 Feb 1992 01 Jul 1994 Stock Broker British 0 - 100 (0.0%)
Resigned John Bentley WOOLFENDEN 11 Feb 1992 16 Sep 2000 Stockbroker British 0 - 30 (0.0%)
Resigned Peter Gordan Bethune WILLS 11 Feb 1992 01 Jul 1993 Stock Broker British 0 - 21 (50.0%)
Resigned Timothy John NICHOLSON 11 Feb 1992 06 Apr 1994 Business Manager British 0 - 51 (20.0%)
Resigned Edward Ronald GREEY 11 Feb 1992 25 Jul 2002 Stock Broker British 0 - 122 (16.7%)
Resigned Clare GORE LANGTON 11 Feb 1992 22 Sep 2010 Stock Broker British 0 - 81 (12.5%)
Resigned Graham ROSS RUSSELL 11 Feb 1992 04 Jan 2000 Stock Broker British 1 - 226 (26.1%)
Resigned Richard Henry LAWSON 11 Feb 1992 01 Jul 1993 Retired British 0 - 40 (0.0%)
Resigned Jack WIGGLESWORTH 10 Feb 1992 25 Jul 2002 Investment Consultant British 2 - 2813 (43.3%)
Number of active directors: 3
Average tenure of active directors: 5.4 years
Average tenure of resigned directors: 4.6 years
Average active director Dissolution Rate: 6.3%

DIRECTOR APPOINTMENTS IN OTHER COMPANIES

Name
 
AMWINS GLOBAL RISKS LIMITED (00929224) - Active
AMWINS GLOBAL RISKS GROUP LIMITED (01514749) - Active
SECURITIES & INVESTMENT INSTITUTE (02687534) - Active
CHARTERED INSTITUTE FOR SECURITIES & INVESTMENT (SERVICES) LIMITED (02903287) - Active
CARDINUS RISK MANAGEMENT LIMITED (03127254) - Active
CARDINUS LIMITED (03129357) - Active
THB RISK SOLUTIONS LIMITED (03215844) - Active
AMWINS GLOBAL RISKS UK LIMITED (03244626) - Active
THE FINANCIAL PLANNING ASSOCIATION LIMITED (03480612) - Active
INSTITUTE OF WEALTH MANAGEMENT (04170192) - Active
A J PRESTON ASSOCIATES LTD (05610106) - Dissolved
UNICORN UNDERWRITING LIMITED (06302201) - Active
SPECIALISTS IN THE PROTECTION OF RISKS LIMITED (06689386) - Active - Proposal to Strike off
FPSB (UK) LIMITED (07826504) - Active
FINANCIAL PLANNING (CISI) LIMITED (12825883) - Active

SHAREHOLDERS (BETA)

This entity is a 'PRI/LBG/NSC (Private, Limited by guarantee, no share capital, use of 'Limited' exemption)' which is a legal form with no shareholders.

SHAREHOLDINGS (BETA)

no shareholding data

CONTROLLED COMPANIES / CONTROLLING ENTITIES



no controlling companies

SECURITIES & INVESTMENT INSTITUTE

no controlled companies

LATE PAYMENTS REPORT


This company has not filed any late payment reports possibly because it is not considered \'Large\'.

COURT CASES


No Court Cases found

PATENTS


No Patents found

COMPETITORS

(Based on Sic code: 94120 Activities of professional membership organizations)

Company Registered Address Company Number YE Date Revenue GBP Net Profit GBP Other SIC codes
THE MEDICAL PROTECTION SOCIETY LIMITED LEVEL 19, THE SHARD, 32 LONDON BRIDGE STREET, LONDON, UNITED KINGDOM, SE1 9SG 00036142 2017-12-31 476,815,000 340,737,000
THE ASSOCIATION OF INDEPENDENT ACCOUNTANTS AND AUDITORS 17 HANOVER SQUARE, LONDON, ENGLAND, W1S 1BN 07559983 2018-03-31 3,971,751 0
THE CONSTRUCTION INDUSTRY COUNCIL 26 STORE STREET, LONDON, WC1E 7BT 02388396 2017-12-31 1,013,215 0
CERTIFIED PUBLIC ACCOUNTANTS ASSOCIATION 105 - 109 NEW STREET, BLACKROD, BOLTON, ENGLAND, BL6 5AG 03448159 2017-12-31 811,573 0
THE ASSOCIATION OF DIRECTORS OF CHILDREN'S SERVICES LTD BLOC 1414 - THE ADCS LTD, 17 MARBLE STREET, MANCHESTER, ENGLAND, M2 3AW 06801922 2017-12-31 597,497 0
INSULATION MANUFACTURERS ASSOCIATION LIMITED 2 HEAP BRIDGE, HEYWOOD, BURY, ENGLAND, BL9 7HR 01369401 2017-12-31 338,108 0
ASSOCIATION FOR INTERACTIVE MEDIA AND MICROPAYMENTS LTD THE GRANARY, 1 WAVERLEY LANE, FARNHAM, SURREY, ENGLAND, GU9 8BB 06520758 2018-03-31 175,829 0 94990-Activities of other membership organizations not elsewhere classified
NATIONAL WILL WRITERS LTD PEARTREE BUSINESS CENTRE COBHAM ROAD, FERNDOWN INDUSTRIAL ESTATE, WIMBORNE, ENGLAND, BH21 7PT 09883495 2018-03-31 66,937 0
WATFORD CHAMBER OF COMMERCE AND INDUSTRY(THE) 3 KINGS COURT, 153 HIGH STREET, WATFORD, ENGLAND, WD17 2ER 02055398 2018-03-31 55,381 0
COMPANY ASSOCIATION OF ANATOMICAL PATHOLOGY TECHNOLOGY 12 COLDBATH SQUARE, LONDON, EC1R 5HL 07728551 2018-05-04 53,906 0
COVENTRY & WARWICKSHIRE FIRST LIMITED ONE EASTWOOD HARRY WESTON ROAD, BINLEY BUSINESS PARK, COVENTRY, CV3 2UB 05652457 2018-09-30 43,547 0
22 DEGREES LTD HEGARTY LLP, 48 BROADWAY, PETERBOROUGH, CAMBRIDGESHIRE, ENGLAND, PE1 1YW 09786770 2018-09-30 26,835 0
PINK DIAMOND ACCOUNTANTS LTD UNION HOUSE, 111 NEW UNION STREET, COVENTRY, ENGLAND, CV1 2NT 07111893 2019-03-31 25,610 0
COUNTRYSIDE MANAGEMENT ASSOCIATION 87 CHAPEL FARM COTTAGE, GUSSAGE ST. ANDREW, BLANDFORD FORUM, DORSET, ENGLAND, DT11 8DL 06344593 2019-03-31 19,237 0
ALLIANCE OF TECHNOLOGY TRANSFER PROFESSIONALS BRADLEY CAMPBELL & COMPANY, BROUGHAM STREET, GREENOCK, SCOTLAND, PA16 8AA SC374364 2018-08-31 13,576 0
BRITISH KINEMATOGRAPH SOUND AND TELEVISION SOCIETY C.I.C. 1 VICARAGE LANE, LONDON, ENGLAND, E15 4HF 00412856 2017-12-31 12,528 0
CARESTART LIMITED 2 SUNLEIGH COTTAGE, THIMBLE HILL, WESTON UNDERWOOD, DERBY, DERBYSHIRE, UNITED KINGDOM, DE6 4PE 09561742 2018-04-30 12,500 0
INSTITUTE OF PROFESSIONAL FINANCIAL MANAGERS 40 PEMBROKE SQUARE, LONDON, ENGLAND, W8 6PE 05763364 2018-04-30 7,514 0
ASSOCIATION OF ENERGY ENGINEERS (UK) LIMITED 144 HAMILTON ROAD, HAMILTON ROAD, READING, ENGLAND, RG1 5RE 08480196 2018-04-30 6,852 0
NIM LONDON CHAPTER 4TH FLOOR, 86-90 PAUL STREET, LONDON, GREATER LONDON, ENGLAND 05915553 2017-12-31 1,815 0 94990-Activities of other membership organizations not elsewhere classified
BAPN UK LIMITED 8 ALLINGTON GARDENS, WATERINGBURY, KENT, ME18 5DG 07521976 2019-04-04 1,440 0
STUDENT MOTORSPORT LTD 3 FERNHILL CLOSE, BACUP, ENGLAND, OL13 8JT 09238023 2018-09-30 1,227 0
THE SOCIETY OF PROFESSIONAL MCKENZIE FRIENDS LIMITED 11 WINDSOR GARDENS, WOLVERHAMPTON, WV3 8LY 09022389 2019-01-05 1,118 0
AL-KINDI 21 MONTANA GARDENS, SUTTON, SURREY, ENGLAND, SM1 4FP 09081988 2018-12-31 520 0
CORELEGAL PARTNERSHIP LTD HURST COTTAGE, BOTTLE SQUARE LANE, RADNAGE, BUCKS, HP14 4DP 08106473 2018-03-31 208 0
APCI DAVENPORT HOUSE, 16 PEPPER STREET, LONDON, E14 9RP 10528717 2018-09-30 0 0
ASSOCIATION OF CHINESE TOURISM, UK 124 EUSTON ROAD, LONDON, NW1 2AL 05665093 2018-01-31 0 0
INSTITUTE OF ADMINISTRATIVE MANAGEMENT E R SYSTEMS GLOBAL, LOWER WICK, DURSLEY, ENGLAND, GL11 6DD 09016031 2018-04-30 0 0
LIFE AND LONGEVITY MARKETS ASSOCIATION CHARLES HOUSE, 108-110 FINCHLEY ROAD, LONDON, NW3 5JJ 07081717 2017-12-31 0 0
MARINE MANAGEMENT (HOLDINGS) LIMITED 1 BIRDCAGE WALK, LONDON, ENGLAND, SW1H 9JJ 01100685 2018-09-30 0 0
SHEFFIELD CHAMBER OF COMMERCE AND INDUSTRY JOHN BANNER CENTRE, 620 ATTERCLIFFE ROAD, SHEFFIELD, SOUTH YORKSHIRE, UNITED KINGDOM, S9 3QS 00064569 0000-00-00 0 0

LIQUIDATION RISK (BETA)



This company is Active. Statistically, Active companies have a low probability of being liquidated within a year.
Here are our probability predictions:
Basis Liquidation within 3 months Liquidation within 6 months Liquidation within 12 months Prediction confidence
SECURITIES & INVESTMENT INSTITUTE 0.7% 3.6% 7.1% Medium
Other companies Active in the same sector 0.2% 2.9% 4.6% Medium
Age 0.3% 1.3% 2.4% Medium
Company Type 0.3% 2.1% 3.6% Medium
Accounts category 0.7% 3.8% 7.1% Medium
Accounting Month 0.5% 1.8% 3.9% Medium
Sic code count 0.7% 3.5% 7.0% Medium
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